Research Operations and Compliance Advisor
Adriana’s experience in the finance industry spans senior roles in Compliance, Research, Operations and Capital Markets. She was previously the President of Merriman Capital, overseeing the firm`s broker dealer operations and compliance functions. Adriana oversaw Merriman’s research team. Adriana also worked at Ticonderoga Securities as a Research and Marketing Principal, responsible for building the research and marketing platform; supervising and approving publication of research and marketing products. She was also a member of the firm`s Investment Policy Committee. Prior to joining Ticonderoga Securities, Adriana was a Research and Product Coordinator at Collins Stewart. She began her career as a Research Coordinator with C.E. Unterberg, Towbin. Adriana received her BS in International Business from Berkeley College, and a BBA in Physics and Mathematics from the University of Palva Jozefa Safarika in Slovakia.