Broker Check
Phil Hummel

Phil Hummel

Senior Managing Director

Phil's 30+ years of experience encompass all aspects of investment banking. He has extensive knowledge of the capital markets and capital raises. His transaction history covered most financial products in all major industry groups. Phil started and oversaw a full service institutional and retail equity trading desk for First Institutional Securities. He was the head trader for the full-service side of the business. Phil made markets in numerous stocks. He was involved with all types of capital raises and bought many companies public. Phil raised an incalculable amount of money over the course of his career. The firm was acquired by RBC Dain Rauscher, a wholly owned subsidiary of the Royal Bank of Canada. Throughout his career, Phil either was or reported directly to the President of his company. He has a BA in economics and business administration. Phil holds insurance licenses and FINRA licenses 7, 55, 63, and 65.